Client Suitability Checks

Client Suitability & Appropriateness Checks

Client Suitability & Appropriateness Checks

Whether a financial institution is offering investment advice, portfolio management or providing non-advice services such as execution-only services, the relevant suitability and/or appropriateness checks must always be carried out. NorthRow has partnered with muinmos to automate client suitability and appropriateness checks. Learn more.