PEPs & Sanctions Monitoring

What Are the 7 Biggest Mistakes Firms Are Still Making When it Comes to PEPs & Sanctions Compliance?

 What Are the 7 Biggest Mistakes Firms Are Still Making When it Comes to PEPs & Sanctions Compliance?

There is still a great deal of confusion surrounding the client due diligence process.One area that causes the greatest confusion relates to the 4MLD approach to Politically Exposed Persons (PEPs) and Sanctions checks on individuals and entities. The following represent 7 main misconceptions relating to PEPS and Sanctions Compliance. Learn More.

Why Is the Definition of a Politically Exposed Person (PEP) Open To Interpretation?

Why Is the Definition of a Politically Exposed Person (PEP) Open To Interpretation?

NorthRow has a ‘PEP Tiering Guidance’ system that can serve as a framework for its to follow due diligence investigations. In accordance with a risk-based approach, the categories are divided into 4 different priority levels please see below the diagram. Learn More.

NorthRow’s New Improved PEPs & Sanctions Monitoring Functionality

NorthRow’s New Improved PEPs & Sanctions Monitoring Functionality

At NorthRow we are continuously improving our single API solution to ensure our clients have access to the highest quality data and most innovative solution on the market to maximise, efficiency, to improve client experience and to help mitigate business risk for regulated companies. Learn More