MiFID II

How Wealth & Asset Management Firms Can Deliver Growth in Changing Times

How Wealth & Asset Management Firms Can Deliver Growth in Changing Times

In a digital world, clients expect to be able to sign up instantly, anywhere at any time, so the demand for face-to-face meetings is no longer a prerequisite for your business growth. Firms who are slow to adopt and promote digital communication, … Read More

NorthRow Accepted to Join UK Trade Mission to Amsterdam

NorthRow Accepted to Join UK Trade Mission to Amsterdam

The Department for International Trade (DIT) has accepted NorthRow to join their UK trade mission to Amsterdam. NorthRow was selected along with leading UK FinTechs including Currency Cloud, Cube, OakNorth and Clause Match. The mission is taking place from 13th-14th of March and will take place in Amsterdam’s main financial hub, Zuidas. … Read More

NorthRow to Participate at Finance Magnates, London Summit 2018

NorthRow to Participate at Finance Magnates, London Summit 2018

NorthRow will be participating in this year’s event engaging directly with FX firms, banks and Wealth and Asset Managers to explore how we can help them to onboard clients more efficiently while also ensuring they remain compliant. … Read More

Legal Entity Identifier (LEI) Data Added to NorthRow’s Platform

Legal Entity Identifier (LEI) Data Added to NorthRow’s Platform

We have recently added Legal Entity Identifier (LEI) data to the NorthRow platform. All investment and trading firms subject to MiFID II will now be able to access LEI data through NorthRow’s Single API as part of a Know Your Business check (KYB), helping regulated firms to streamline client and entity onboarding. … Read More

NorthRow Participating at InvestOps Europe 2018

NorthRow Participating at InvestOps Europe 2018

NorthRow, a leading RegTech firm, will be exhibiting at Invest Ops Europe and attending this year’s event to speak directly with Wealth and Asset Management firms to showcase how we can help them to onboard clients more efficiently while also remaining compliant. NorthRow offers clients a range of options from automated regulatory compliance checks through to a managed services capability for enhanced client due diligence and on-boarding for buy-side firms. … Read More

NorthRow Selected for the FCA’s Regulatory Sandbox

NorthRow Selected for the FCA’s Regulatory Sandbox

NorthRow, a Contego solutions business, has been selected to be part of the fourth cohort of the Financial Conduct Authority’s (FCA) Regulatory Sandbox. The Sandbox allows firms to test innovative products, services or business models in a live market environment, while ensuring that appropriate protections are in place. helps financial services organisations improve their customer onboarding experience by automating Identity Verification (IDV), Anti-Money Laundering (AML) and Know Your Customer (KYC) services was chosen following a rigorous process to meet the FCA’s suitability criteria. … Read More

NorthRow Partners with muinmos to Offer Complete Automated Onboarding Solution

NorthRow Partners with muinmos to Offer Complete Automated Onboarding Solution

NorthRow has partnered with muinmos to offer a complete automated onboarding solution for financial services. The integration enables Financial Institutions to undertake all Know Your Client (KYC) and Anti Money Laundering (AML) checks via a single API, whilst performing complete Suitability and/ or Appropriateness Assessment Checks. … Read More

State of compliance trends report: download here

Discover the latest insights and predictions to help your business effectively plan for the future while successfully addressing current compliance priorities and challenges.