Regulations

NorthRow Participating at InvestOps Europe 2018

Posted by Chris Bourne on 10/09/2018 | Featured

NorthRow, a leading RegTech firm, will be exhibiting at Invest Ops Europe and attending this year’s event to speak directly with Wealth and Asset Management firms to showcase how we can help them to onboard clients more efficiently while also remaining compliant. NorthRow offers clients a range of options from automated regulatory compliance checks through to a managed services capability for enhanced client due diligence and on-boarding for buy-side firms. … Read More

Tags: AML, CDD, Client Onboarding, Client Suitability and Appropriateness Checks, Compliance, Customer Onboarding, Enhanced Due Diligence, IDV Checks, KYC, MiFID II, NorthRow, RegTech, Regulations, Regulatory Compliance, Remote Customer Onboarding

NorthRow Selected for the FCA’s Regulatory Sandbox

Posted by Chris Bourne on 03/07/2018 | Featured

NorthRow, a Contego solutions business, has been selected to be part of the fourth cohort of the Financial Conduct Authority’s (FCA) Regulatory Sandbox. The Sandbox allows firms to test innovative products, services or business models in a live market environment, while ensuring that appropriate protections are in place. helps financial services organisations improve their customer onboarding experience by automating Identity Verification (IDV), Anti-Money Laundering (AML) and Know Your Customer (KYC) services was chosen following a rigorous process to meet the FCA’s suitability criteria. … Read More

Tags: AML Checks, Client Suitability and Appropriateness Checks, FCA, FCA Sandbox, FinTech, KYC Checks, MiFID II, NorthRow, RegTech, Regulations