Author Archives: Natalie Davies

automated kyb for investment and wealth management

How to proactively manage risk in investment firms with automated KYB

For compliance teams in regulated investment and wealth management firms, the landscape of Anti-Money Laundering (AML) compliance is fraught with complexities.  The intricate web of regulations, coupled with the ever-evolving nature of financial crimes, demands a robust and adaptive compliance … Read More

Global KYB eBook

Shifting the perspective: Transforming KYB into a business enabler

Discover how to transform KYB from a compliance headache into a powerful business enabler with our comprehensive guide. … Read More

kyc onboarding

Achieving data accuracy for KYB in the payments industry

Know Your Business (KYB) is a critical aspect of compliance in the regulated payments sector. Ensuring data accuracy is paramount, as it directly impacts the ability to meet regulatory requirements, mitigate risks, and maintain trust with stakeholders. The process involves … Read More

compliance operations

5 key AML strategies for investment management firms

With the value of global assets growing rapidly and criminals looking to exploit every avenue to funnel dirty money, investment managers today face both evolving financial crime risks and increased regulatory scrutiny. The wealth and investment management industry is fraught … Read More

RegTech Solution

Should you build or buy a KYB compliance solution?

As the regulatory environment for the lending industry in the UK becomes increasingly stringent, Know Your Business (KYB) compliance has emerged as a critical concern for businesses across the sector. Given the importance of staying compliant and the ongoing effort … Read More

5 Essential Steps for KYC Onboarding and AML Compliance

Striking the right balance: Streamlining AML compliance and onboarding efficiency

In the regulated investment management industry in the UK, anti-money laundering (AML) compliance is not merely a legal obligation but a strategic opportunity to improve customer experience and boost efficiency. And yet, compliance teams within these firms face a daunting … Read More

five pillars of aml compliance

What is the significance of risk appetite in a risk-based approach?

Fintechs and other advancements in technology have revolutionised the speed at which payments are made, broadened the reach of cross-border payments, and boosted accessibility to financial services and products to underserved communities and individuals across the world. But, with the … Read More

due diligence for legal firms

Making better, faster KYB compliance decisions in the legal sector

For regulated legal firms in the UK, ensuring robust Know Your Business (KYB) compliance is paramount. The regulatory landscape is increasingly complex, with stringent requirements designed to prevent fraud, money laundering, and other financial crimes and, as a result, compliance … Read More

fragmented KYB challenges

Overcoming the challenges of fragmented KYB

Mounting regulatory pressure and heightened customer expectations are prompting firms to turn to KYB tools in pursuit of seamless onboarding and robust AML compliance. However, the multi-phased nature of KYB has, in some cases, encouraged a piecemeal approach to process … Read More

6 time-saving tips for KYB compliance in legal firms

Know Your Business (KYB) compliance is essential for legal firms operating in the UK, but the burden of ensuring thorough due diligence while maintaining efficiency can be significant. To help navigate these challenges, here are 6 handy time-saving tips for … Read More