In this article, we take a look at what the new Consumer Duty is, who it applies to, the expectations of firms affected by the Duty, and how to implement the Duty into operations. … Read More
FCA
Wired-In webinar: FCA Business Plan 2023/24: What does it mean for compliance?
In a thought-provoking session, we examined the regulatory context of the the FCA’s Business Plan and provided insight for compliance teams. … Read More
Top Compliance Trends You Need to Know for 2019
Money-laundering and compliance failures within large banks and institutions dominated the financial news in 2018. To help you not fall foul of the regulations in 2019, we have gathered a list of top 9 compliance trends this year and how they may impact how you do business. … Read More
NorthRow to Verify International Users for UK Open Banking
NorthRow (a Contego solutions business), the RegTech and compliance specialist, has been chosen by the UK’s Open Banking Implementation Entity (the ‘OBIE’), to verify its users in the European Union and the rest of the world. The move follows the successful implementation of verification processes for UK users, streamlining services for customers. The new partnership will see NorthRow verify users throughout the EU and the fast-emerging markets in Asia Pacific, including: India, the Philippines and Australia/New Zealand. … Read More
Digital Client Passport vs. Financial Crime: Collaboration for Success
A Digital Client Passport for financial services is a new initiative for mitigating both the operational risk and time-to-market elements that banks face. NorthRow will be a key player in contributing to the Digital Client Passport, providing a breadth of data enabling real-time intelligence via a single, easily integrated API. … Read More