Onboard. Monitor. Remediate
    Menu
    Search
    START TYPING AND PRESS ENTER TO SEARCH

    PEPs & Sanctions Monitoring

    What PEPs and sanctions checks are mandatory in the UK?

    What PEPs and sanctions checks are mandatory in the UK?

    Posted by on | Featured

    Politically Exposed Persons (PEPs) and sanctioned individuals, entities or nations are two critical areas of compliance for regulated firms.  As part of their obligations in the prevention of money laundering, terrorist financing and other forms of financial crime, firms must … Read More

    Tags: ,
    Politically exposed persons (PEPs)

    What is a PEP?

    Posted by on | Featured

    A Politically Exposed Person (PEP) is someone who is more susceptible to being involved in bribery and corruption due to their public position or function. These individuals may have been entrusted with a high-position by a community institution, an international … Read More

    Tags: , ,
    Are all Politically Exposed Persons (PEPs) high-risk?

    Are all Politically Exposed Persons (PEPs) high-risk?

    Posted by on | Featured

    In the regulation of financial services, a politically exposed person (commonly known as a PEP) is one who has been appointed to a prominent public function. These individuals may have been entrusted with a high-position by a community institution, an international body or state, within the last 12 months.  … Read More

    Tags: , , , , ,
    PEPs and sanctions monitoring brochure

    PEPs & sanctions monitoring brochure

    Posted by on | Featured

    NorthRow’s PEPs & sanctions monitoring provides outstanding efficiency and delivers regulatory compliance. … Read More

    Tags: ,
    What Are the 7 Biggest Mistakes Firms Are Making When it Comes to PEPs & Sanctions?

    What Are the 7 Biggest Mistakes Firms Are Making When it Comes to PEPs & Sanctions?

    Posted by on | Featured

    There is still a great deal of confusion surrounding the client due diligence process.One area that causes the greatest confusion relates to the 4MLD approach to Politically Exposed Persons (PEPs) and Sanctions checks on individuals and entities. The following represent 7 main misconceptions relating to PEPS and Sanctions Compliance. … Read More

    Tags: , , , , , , , , , ,
    Politically Exposed Person (PEP)

    Politically Exposed Person (PEP)

    Posted by on | Featured

    NorthRow has a ‘PEP Tiering Guidance’ system that can serve as a framework for its to follow due diligence investigations. In accordance with a risk-based approach, the categories are divided into 4 different priority levels please see below the diagram. … Read More

    Tags: , , , , , , ,
    improved PEPs and sanctions monitoring

    NorthRow’s New Improved PEPs & Sanctions Monitoring Functionality

    Posted by on | Featured

    At NorthRow we are continuously improving our single API solution to ensure our clients have access to the highest quality data and most innovative solution on the market to maximise, efficiency, to improve client experience and to help mitigate business risk for regulated companies. … Read More

    Tags: , , , , , , , , ,

    State of compliance trends report: download here

    Discover the latest insights and predictions to help your business effectively plan for the future while successfully addressing current compliance priorities and challenges.