Financial brokers, banks, hedge funds, and other investment firms are obliged by law to carry out client suitability and appropriateness assessments along with full Know Your Customer (KYC) verification when trading with a range of global financial products. … Read More
Client Suitability and Appropriateness Checks
NorthRow Accepted to Join UK Trade Mission to Amsterdam
The Department for International Trade (DIT) has accepted NorthRow to join their UK trade mission to Amsterdam. NorthRow was selected along with leading UK FinTechs including Currency Cloud, Cube, OakNorth and Clause Match. The mission is taking place from 13th-14th of March and will take place in Amsterdam’s main financial hub, Zuidas. … Read More
All Aboard? Streamlining Your Client Checks Amid Shifting Requirements
KYC/IDV checks for onboarding clients cover a lot of ground. Firms need to assess against requirements for anti-money laundering, categorisation, suitability and appropriateness across a multiplicity of countries with different laws and regulatory regimes. NorthRow can simplify and streamline your client onboarding amid shifting requirements. … Read More
NorthRow to Participate at Finance Magnates, London Summit 2018
NorthRow will be participating in this year’s event engaging directly with FX firms, banks and Wealth and Asset Managers to explore how we can help them to onboard clients more efficiently while also ensuring they remain compliant. … Read More
Clone Wars: How RegTech Can help You Stand Out from the Crowd
Increasingly, financial firms are turning to external RegTech providers to supply technology to support client onboarding. Too often, suppliers offer a standardised process which covers only the core, vanilla requirements. NorthRow offers a flexible compliance solutions to clients complex clients onboarding and monitoring. … Read More
Client Suitability & Appropriateness
Whether a financial institution is offering investment advice, portfolio management or providing non-advice services such as execution-only services, the relevant suitability and/or appropriateness checks must always be carried out. NorthRow has partnered with muinmos to automate client suitability and appropriateness checks. … Read More
NorthRow Participating at InvestOps Europe 2018
NorthRow, a leading RegTech firm, will be exhibiting at Invest Ops Europe and attending this year’s event to speak directly with Wealth and Asset Management firms to showcase how we can help them to onboard clients more efficiently while also remaining compliant. NorthRow offers clients a range of options from automated regulatory compliance checks through to a managed services capability for enhanced client due diligence and on-boarding for buy-side firms. … Read More
NorthRow Selected for the FCA’s Regulatory Sandbox
NorthRow, a Contego solutions business, has been selected to be part of the fourth cohort of the Financial Conduct Authority’s (FCA) Regulatory Sandbox. The Sandbox allows firms to test innovative products, services or business models in a live market environment, while ensuring that appropriate protections are in place. helps financial services organisations improve their customer onboarding experience by automating Identity Verification (IDV), Anti-Money Laundering (AML) and Know Your Customer (KYC) services was chosen following a rigorous process to meet the FCA’s suitability criteria. … Read More
NorthRow Partners with muinmos to Offer Complete Automated Onboarding Solution
NorthRow has partnered with muinmos to offer a complete automated onboarding solution for financial services. The integration enables Financial Institutions to undertake all Know Your Client (KYC) and Anti Money Laundering (AML) checks via a single API, whilst performing complete Suitability and/ or Appropriateness Assessment Checks. … Read More